ABSTRACT: The author reviews the clinical and
special social environmental data from the Soteria Project and its direct
successors. Two random assignment studies of the Soteria model and its
modification for long-term system clients reveal that roughly 85% to 90% of
acute. and long-term clients deemed in need of acute hospitalization can be
returned to the community without use of conventional hospital treatment.
Soteria, designed as a drugfree treatment environment, was as successful as
anti-psychotic drug treatment in reducing psychotic symptoms in 6 weeks. In its
modified form, in facilities called Crossing Place and McAuliffe House where
so-called long-term "frequent flyers" were treated,
alternative-treated subjects were found to be as clinically improved as
hospital-treated patients, at considerably lower cost. Taken as a body of
scientific evidence, it is clear that alternatives to acute psychiatric
hospitalization are as, or more, effective than traditional hospital care in
short-term reduction of psychopathology and longer- social adjustment. Data from
the original drug-free, home-like, nonprofessionally staffed Soteria Project and
its Bern, Switzerland, replication indicate that persons without extensive
hospitalizations (<30 days) are especially responsive to the positive
therapeutic effects of the well-defined, replicable Soteria-type special social
environments. Reviews of other studies of diversion of persons deemed in need of
hospitalization to "alternati-ve" programs have consistently shown
equivalent or better program clinical results, at lower cost, from alternatives.
Despite these clinical and cost data, alternatives to psychiatric
hospitalization have not been widely implemented, indicative of a remarkable gap
between available evidence and clinical practice.J Nerv Ment
Dis 187:142-149, 1999
TABLE OF CONTENTS (ToC)
Abstract
Introduction
The Soteria Project (1971-1983)
Results: Cohort I (1971-1976)
Results: Cohort II (1976-1982)
The Second Generation
A Second Generation Sibling
Important Therapeutic Ingredients
Characteristics of Healing Social Environments
Other Alternatives to Hospitalization
The Fate of Soteria
References
In 1961, while serving as a medical intern, knowing I was soon to embark on a
career as a psychiatrist, I suffered what retrospectively could be labeled an
existential crisis. For the first time I experienced the responsibility of
caring for persons who would soon die-and I was powerless to do anything about
it-except to try to understand their experience of it. They frequently expressed
how helpless and depersonalized they felt, "I'm just the one with lung
cancer" or "Why can't you do something so I can breathe--
drowning" or "All this place has done is to make me into a nobody-you
can't do anything for me so you steer clear." For the first time I faced my
own mortality and with it the degrading, dehumanizing and helplessness of the
process that could accompany it-particularly if I had the misfortune of being in
a hospital like the one in which I worked.
Previous intensive psychotherapy as a medical student had obviously not
prepared me to face mortality compounded by the degradation ceremonies I
presided over within the institution. As a sometime intellectual, I sought help
with my conundrum in the library. Rollo May's Existence (1958) was the beginning
of a quest for an intellectual foundation for the depth of what I was
experiencing personally. With the help of May's book and an existential analytic
tutor (Dr. Ludwig Lefebre), I studied the writings of a number of the
phenomenologic/existential thinkers (e.g., Allers, 1961; Boss, 1963; Hegel,
1967; Husserl, 1967; Sartre, 1956; Tillich, 1952; and others) in greater depth.
I concluded that their open minded, noncategorizing, no preconceptions approach
was a breath of fresh air in the era of rationalistic theory driven approaches
(such as psychoanalysis) to disturbed and disturbing persons.
So, I brought to my psychiatric residency a phenomenology-based "what
you see is what you've got" bias to my interactions with patients and a
sensitivity to the issues of a degradation and power especially as embodied in
conventional institutional practices. The good mentors (e.g., Drs. Elvin Semrad
and Norman Paul) in my psychiatric training taught me how to listen and attempt
to find meaning in the distorted communications of my patients and their
families (in 1962!) by doing my best to put my feet into their shoes. Harry
Stack Sullivan (1962) and the double bind theory (Bateson et al., 1956) provided
intellectual support. I also learned how to ask and look for answers to
questions of interest from research gods (e.g., Dr. Martin Orne). On the other
hand, the institution itself gave me master classes in the art of the
"total institution" (Goffman, 1961); authoritarianism, the degradation
ceremony, the induction and perpetuation of powerlessness, unnecessary
dependency, labeling, and the primacy of institutional needs over those of the
persons it was ostensibly there to serve-the patients. These institutional
lessons were not part of the training program. In fact, my efforts to be helpful
to my patients were interrupted by these institutional needs. When brought up
they were denied, rationalized, or simply invalidated, "You're just a
resident and aren't yet able to understand why these processes are not as you
see them." From a series of such experiences, I began to believe that
psychiatric hospitals were not usually very good places in which to be insane.
Although the Thorazine assault troops (Smith, Klein, and French's own
terminology for its 1956 charge to the company's detail men--see BradenJohnson
[1990]) had already successfully done their job --selling the neuroleptics --
never became a true believer in the "magic bullet" attribution
commonly ascribed the neuroleptic drugs. Despite being trained by
psychopharmacologic icons (e.g., Dr. Gerald Klerman), I somehow never
found a Lazarus among those I treated with the major tranquilizers. Again, my
experience led me to question the emerging psychopharmacologic domination of the
treatment of very disturbed and disturbing persons. Actually those persons
seemed to appreciate my sometimes clumsy attempts to understand them and their
lives. Because I hadn't found a large role for drugs in the helping process, I
was led to believe more in interpersonal than neuroleptic "cures." I
did worry about what went on in the 164 hours a week when my patients were not
with me -- was the rest of their world trying to understand and relate
meaningfully to them?
So, as a career unfolded, the questioning of conventional wisdom remained
part of me, albeit not always acted upon in a way that would bring undue
attention and consequent retribution. To interests in the meaningfulness of
madness, understanding families, and the conduct of research, I added one from
my institutional experience; if places called hospitals were not good for
disturbed and disturbing behavior, what kinds of social environments were? In
1966-1967, this interest was nourished by R.D. Laing and his colleagues in the
Philadelphia Association's Kingsley Hall in London. The deconstruction of
madness and the madhouse that took place there generated ideas about how a
community-based, supportive, protective, normalizing environment might
facilitate reintegration of psychologically disintegrated persons without
artificial institutional disruptions of the process. This, combined with my
existential/phenomenologic- psychotherapy and anti-neuroleptic drug biases
resulted, in 1969-1971, in the design and implementation of the Soteria Research
Project. Soteria is a Greek word meaning salvation or deliverance. In addition
to my interests, the project included ideas from the era of "moral
treatment" in American psychiatry (Bockhoven, 1963), Sullivan's (1962)
interpersonal theory and his specially designed milieu for persons with
schizophrenia at Sheppard and Enoch Pratt Hospital in the 1920s, labeling theory
(Scheff, 1966), intensive individual therapy based on Jungian theory (Perry,
1974) and Freudian psychoanalysis (Fromm-Reichman, 1948; Searles, 1965), the
notion of growth from psychosis (Laing, 1967; Menninger, 1959), and examples of
community-based treatment such as the Fairweather Lodges (Fairweather et al.,
1969).
This project's design was a random assignment, 2-year follow-up study
comparing the Soteria method of treatment with "usual" general
hospital psychiatric ward interventions for persons newly diagnosed as having
schizophrenia and deemed in need of hospitalization. It has been extensively
reported (see especially Mosher et al., 1978, 1995). In addition to less than 30
days previous hospitalization (i.e., "newly diagnosed"), the Soteria
study selected 18- to 30- unmarried subjects about whom three independent raters
could agree met DSM-11 criteria for schizophrenia and who were experiencing at
least four of seven Bleulerian symptoms of the disorder (Table 1). The early
onset (18 to 30 years) and marital status criteria were designed to identify a
subgroup of persons diagnosed with schizophrenia who were at statistically high
risk for long- disability. We believed than an experimental treatment should be
provided to those individuals most likely to have high service needs over the
long term. All subjects were public sector clients screened at the psychiatric
emergency room of a suburban San Francisco Bay Area county hospital.
TABLE 1: The Soteria Project: research admission/selection criteria
1. Diagnosis: DSM II schizophrenia (3 independent clinicians)
2. Deemed in need of hospitalization
3. Four of seven Bleulerian diagnostic symptoms (2 independent clinicians)
4. Not more than one previous hospitalization for 30 d or less
5. Age: 18-30
6. Marital status: single
Basically, the Soteria method can be characterized as the 24 hour a day
application of interpersonal phenomenologic interventions by a nonprofessional
staff, usually without neuroleptic drug treatment, in the context of a small,
homelike, quiet, supportive, protective, and tolerant social environment. The
core practice of interpersonal phenomenology focuses on the development of a
nonintrusive, noncontrolling but actively empathetic relationship with the
psychotic person without having to do anything explicitly therapeutic or
controlling. In shorthand, it can be characterized as "being with,"
"standing by attentively," "trying to put your feet into the
other person's shoes," or "being an LSD trip guide" (remember,
this was the early 1970s in California). The aim is to develop, over time, a
shared experience of the meaningfulness of the client's individual social
context-current and historical. Note, there were no therapeutic
"sessions" at Soteria. However, a great deal of "therapy"
took place there as staff worked gently to build bridges, over time, between
individuals' emotionally disorganized states to the life events that seemed to
have precipitated their psychological disintegration. The context within the
house was one of positive expectations that reorganization and reintegration
would occur as a result of these seemingly minimalist interventions.
The original Soteria House opened in 1971. A replication facility
("Emanon") opened in 1974 in another suburban San Francisco Bay Area
city. This was done because clinically we soon saw that the Soteria method
"worked." Immediate replication would address the potential criticism
that our results were a one-time product of a unique group of persons and
expectation effects. The project first published systematic I-year outcome data
in 1974 and 1975 (Mosher and Menn, 1974; Mosher et al., 1975). Despite the
publication of consistently positive results (Mosher and Menn, 1978; Matthews et
al., 1979) for this subgroup of newly diagnosed psychotic persons from the first
cohort of subjects (1971-1976), the Soteria Pro ject ended in 1983. Because of
administrative problems and lack of funding, data from the 1976-1983 cohort
were. not analyzed until 1992. Because of our selection criteria and the
suburban location of the intake facilities, both Soteria-treated and control
subjects were young (age 21), mostly white (10% minority), relatively well
educated (high school graduates) men and women raised in typical lower middle
class, blue-collar suburban families.
Cohort 1 (1971-1976)
Briefly summarized, the significant results from the initial, Soteria House
only, cohort were:
Admission Characteristics. Experimental and control subjects were
remarkably similar on 10 demographic, 5 psychopathology, 7 prognostic, and 7
psychosocial preadmission (independent) variables.
Six-Week Outcome. In terms of psychopathology, subjects in both groups
improved significantly and comparably, despite Soteria subjects not having
received neuroleptic drugs. All control patients received adequate
anti-psychotic drug treatment in hospital and were discharged on maintenance
dosages. More than half stopped medications over the 2-year follow-up period.
Three percent of Soteria subjects were maintained on neuroleptics.
Milieu Assessment. Because we conceived the Soteria program as a
recovery-facilitating social environment, systematic study and comparison with
the CMHC were particularly important. We used Moos' Ward Atmosphere Scale (WAS)
and COPES scale for this purpose (Moos, 1974, 1975). The differences between the
programs were remarkable in their magnitude and stability over 10 years. COPES
data from the experimental replication facility, Emanon, was remarkably similar
to its older sibling, Soteria House. Thus, we concluded that the Soteria Project
and CMHC environments were, in fact, very different and that the Soteria and
Emanon milieus conformed closely to our predictions (Wendt et al., 1983).
Community Adjustment. Two psychopathology, three treatment, and seven
psychosocial variables were analyzed. At 2 years postadmission, Soteriatreated
subjects from the 1971-1976 cohort were working at significantly higher
occupational levels, were significantly more often living independently or with
peers, and had fewer readmissions; 571/16 had never received a single dose of
neuroleptic medication during the entire 2-year study period.
Cost. In the first cohort, despite the large differences in lengths
of stay during the initial admissions (about 1 month versus 5 months), the cost
of the first 6 months of care for both groups was approximately $4000. Costs
were similar despite 5-month Soteria and 1-month hospital initial lengths of
stay because of Soteria's low per them cost and extensive use of day care,
group, individual, and medication therapy by the discharged hospital control
clients. (Matthews et al., 1979; Mosher et al., 1978).
Cohort II (1976-1982; includes all
Emanon-treated subjects) (To
ToC)
Admission, 6-week, and milieu assessments replicated almost exactly the
findings of the initial cohort. Nearly 25% of experimental clients in this
cohort received some neuroleptic drug treatment during their initial 6 weeks of
care. Again, all hospital-treated subjects received anti- drugs during their
index admission episode. In this cohort, half of the experimental and 70% of
control subjects received postdischarge maintenance drug treatment. However, in
contrast to Cohort 1, after 2 years, no significant differences existed between
the experimental and control groups in symptom levels, treatment received
(including medication and rehospitalization), or global good versus poor
outcomes. Consistent with the psychosocial outcomes in Cohort I, Cohort TI
experimental subjects, as compared with control subjects, were more independent
in their living arrangements after 2 years.
Interestingly, independent of treatment group, good or poor outcome is
predicted by four measures of preadmission psychosocial competence (Mosher et
al., 1992): level of education (higher), precipitating events (present), living
situation (independent), and work (successful). Good outcome was narrowly
defined as having no more than mild symptoms and either living
independently or working or going to school at both I- and 2-year follow-up
(Mosher et al., 1995).
Although closely involved in the California-based Soteria Project throughout
the study's life, I lived in Washington, D.C., while working for the NIMH. In
1972, 1 became psychiatric consultant to Woodley House, a half-way house founded
in Washington, D.C., in 1958. In consultation, staff were often distressed when
describing house residents who went into crisis, and there was no option but to
hospitalize them. Recovery from such institutionalizations they saw as taking
nearly 18 months. So, in 1977, a Soteria-like facility (called "Crossing
Place") was opened by Woodley House Programs that differed from its
conceptual parent in that it:
1) admitted any nonmedically ill client deemed in need of psychiatric
hospitalization regardless of diagnosis, length of illness, severity of
psychopathology, or level of functional impairment;
2) was an integral part of the local public community mental health system,
which meant that most patients who came to Crossing Place were receiving
psychotropic medications; and
3) had an informal length of stay restriction of about 30 days to make it
economically appealing.
So, beginning in 1977, a modified Soteria method was applied to a much
broader patient base, the socalled "seriously and persistently mentally
ill". Although a random assignment study of a Crossing Place model has only
recently been published (Fenton et al., 1998), it was clear from early on that
the Soteria method "worked" with this nonresearchcriteria-derived
heterogeneous client group. Because of its location and "open"
admissions Crossing Place clients, as compared with Soteria subjects, were older
(37), more nonwhite (70%), multiadmission, long-term system users (averaging 14
years) who were raised in poor urban ghetto families. From the outset, Crossing
Place was able to return 90% or more of its 2000 plus (by 1997) admissions
directly to the community-completely avoiding hospitalization (Kresky-Wolff et
al., 1984). In its more than 20 years of operation, there have been no suicides
among clients in residence, and no serious staff injuries have occurred.
Although the clients were different, as noted above, the two settings (Soteria
and Crossing Place) shared staff selection processes (Hirschfeld et al., 1977;
Mosher et al., 1973), philosophy, institutional and social structure
characteristics, and the culture of positive expectations.
In 1986 the social environments at Soteria and Crossing Place were compared
and contrasted as follows:
In their presentations to the world, Crossing Place is conventional and
Soteria unconventional. Despite this major difference, the actual in-house
interpersonal interactions are similar in their informality, earthiness,
honesty, and lack of professional jargon. These similarities arise partially
from the fact that neither program ascribes the usual patient role to the
clientele. Crossing Place admits "chronic" patients, and its public
funding contains broad length-of-stay standards (1 to 2 months). Soteria's
research focus views length of stay as a dependent variable, allowing it to
vary according to the clinical needs of the newly diagnosed patients. Hence,
the initial focus of the Crossing Place staff is: What do the clients need to
accomplish relatively quickly so they can resume living in the community?
This empowering focus on the client's responsibility to accomplish a goal(s)
is a technique that Woodley House has used successfully for many years. At
Soteria, such questions were not ordinarily raised until the acutely psychotic
state had subsided-usually 4 to 6 weeks after entry. This span exceeds the
average length of stay at Crossing Place. In part, the shorter average length
of stay at Crossing Place is made possible by the almost routine use of
neuroleptics to control the most flagrant symptoms of its clientele. At
Soteria, neuroleptics were almost never used during the first 6 weeks of a
patient's stay. Time constraints also dictate that Crossing Place will have a
more formalized social structure than Soteria. Each day there is a morning
meeting on "what are you doing to fix your life today" and there are
also one or two evening community meetings.
The two Crossing Place consulting psychiatrists each spend an hour a week
with the staff members reviewing each client's progress, addressing
particularly difficult issues, and helping develop a consensus on initial and
revised treatment plans. Soteria had a variety of ad-hoe crisis meetings, but
only one regularly scheduled house meeting per week. The role of the
consulting psychiatrist was more peripheral at Soteria than at Crossing Place:
He was not ordinarily involved in treatment planning and no regular treatment
mee
In summary, compared to Soteria, Crossing Place is more organized, has a
tighter structure, and is more oriented toward practical goals. Expectations
of Crossing Place staff members are positive but more limited than those of
Soteria staff. At Crossing Place, psychosis is frequently not addressed
directly by staff members, while at Soteria the client's experience of acute
psychosis is often a central subject of interpersonal communication. At
Crossing Place, the use of neuroleptics restricts psychotic episodes. The
immediate social problems of Crossing Place clients (secondary to being system
"veterans" and also because of having come mostly from urban lower
social class minority families) must be addressed quickly: no money, no place
to live, no one with whom to talk. Basic survival is often the issue. Among
the new to the system, young, lower class, suburban, mostly white Soteria
clients, these problems were present but much less pressing because basic
survival was usually not yet an issue.
Crossing Place staff members spend a lot of time keeping other parts of the
mental health community involved in the process of addressing client needs.
The clients are known to many other players in Lite system. Just contacting
everyone with a role in the life of any given client can be an all-day process
for a staff member. In contrast, Soteria clients, being new to the system, had
no such cadre of involved mental health workers. While in residence, Crossing
Place clients continue their involvement with their other programs if
clinically possible. At Soteria, only the project director and house director
worked with both the house and the community mental health system. At Crossing
Place, all staff members negotiate with the system. Because of the shorter
lengths of stay, the focus on immediate practical problem solving, and the
absence of clients from the house during the daytime, Crossing Place tends to
be less consistently intimate in feeling than Soteria, Although individual
relationships between staff members and clients can be very intimate at
Crossing Place, especially with returning clients ... it is easier to get in
and out of Crossing Place without having a significant relationship (Mosher et
al., 1986, pp. 262-264).
In 1990, McAuliffe House, a Crossing Place replication, was
established in Montgomery County, Maryland. This county's southern boundary
borders Washington, D.C. Crossing Place helped train its staff; for didactic
instruction there were numerous articles describing the philosophy,
institutional characteristics, social structure, and staff attitudes of Crossing
Place and Soteria and a treatment manual from Soteria. My own continuing
influence as philosopher/clinician/godfather/supervisor is certain to have made
replicability of these special social environments easier. In Montgomery County,
it was possible to implement the first random assignment study of a residential
alternative to hospitalization that was focused on the seriously mentally ill
"frequent flyers" in a living, breathing, never before researched,
"public" system of care. Because of this well funded system's early
crisis-intervention focus, it hospitalized only about 10% of its more than 1500
long-term clients each year. Again, because of a well-developed crisis system,
less than 10% of hospitalizations were involuntary- our voluntary research
sample was representative of even the most difficult multi-problem clients. The
study excluded no one deemed in need of acute hospitalization except
those with complicating medical conditions or who were acutely intoxicated. The
subjects were as representative of suburban Montgomery County's public clients
as Crossing Place's were of urban Washington, D.C.; mid-thirties, poor, 25%
minority, long durations of illness, and multiple previous hospitalizations.
However, many of the Montgomery County nonminority clients came from
well-educated affluent families. The results (Fenton et al., 1998) were not
surprising. The alternative and acute general hospital psychiatric wards were
clinically equal in effectiveness, but the alternative cost about 40% less. For
a system, this means a savings of roughly $19,000 per year for each seriously
and persistently mentally ill person who uses acute alternative care exclusively
(instead of a hospital). Based on 1993 dollars, total costs for the hospital in
this study were about $500 per day (including ancillary costs) and the
alternative about $150 (including extramural treatment and ancillary costs).
Descriptively, the therapeutic ingredients of these residential alternatives,
ones that clearly distinguish them from psychiatric hospitals, in the order they
are likely to be experienced by a newly admitted client, are:
1) The setting is indistinguishable from other residences in the community,
and it interacts with its community.
2) The facility is small, with space for no more than 10 persons to sleep (6
to 8 clients, 2 staff). It is experienced as home-like. Admission procedures are
informal and individualized, based on the client's ability to participate
meaningfully.
3) A primary task of the staff is to understand the immediate circumstances
and relevant background that precipitated the crisis necessitating admission. It
is anticipated this will lead to a relationship based on shared knowledge that
will, in turn, enable staff to put themselves into the client's shoes. Thus,
they will share the client's perception of their social context and what needs
to change to enable them to return to it. The relative paucity of paperwork
allows time for the interaction necessary to form a relationship.
4) Within this relationship the client will find staff carrying out multiple
roles: companion, advocate, case worker, and therapist-although no therapeutic
sessions are held in the house. Staff have the authority to make, in conjunction
with the client, and be responsible for, on-the-spot decisions. Staff are mostly
in their mid-20s, college graduates, selected on the basis of their interest in
working in this special setting with a clientele in psychotic crisis. Most use
the work as a transitional step on their way to advanced mentalhealth-related
degrees. They are usually psychologically tough, tolerant, and flexible and come
from lower middle class families with a "Problem" member. (Hirschfeld
et al., 1977; Mosher et al., 1973, 1992) In contrast to psychiatric ward staff,
they are trained and closely supervised in the adoption and validation of the
clients' perceptions. Problem solving and supervision focused on relational
difficulties (e.g., "transference" and
"counter-transference") that they are experiencing is available from
fellow staff, onsite program directors, and the consulting psychiatrists (these
last two will be less obvious to clients). Note that the M.D.s are not in charge
of the program.
5) Staff is trained to prevent unnecessary dependency and, insofar as
possible, maintain autonomous decision making on the part of clients. They also
encourage clients to stay in contact with their usual treatment and social
networks. Clients frequently remark on how different the experience is from that
of a hospitalization. This process may result in clients reporting they feel in
control and a sense of security. They also experience a continued connectedness
to their usual social environments.
6) Access and departure, both initially and subsequently, is made as easy as
possible. Short of official readmission, there is an open social system through
which clients can continue their connection to the program in nearly any way
they choose; phone-in for support, information or advice, drop-in visits
(usually at dinner time), or arranged time with someone with whom they had an
especially important relationship. All former clients are invited back to an
organized activity one evening a week.
Both clinical descriptive and systematic staff and client perception data
(from Moos, 1974, 1975) are available to compare and contrast Soteria, Crossing
Place, and McAuliffe House with their respective acute general hospital wards
and each other (Mosher, 1992; Mosher et al., 1986, 1995; Wendt et al., 1983).
Clinical characteristics of the hospital comparison wards included in the
original Soteria study have been previously described (see Wendt et al., 1983)
and are applicable to the hospital psychiatric ward studied in the Montgomery
County research. The clinical Soteria-Crossing Place description and
"Important Therapeutic Ingredients" explicated earlier are applicable
across all three alternative settings. The Moos scale data comparing Soteria
with Crossing Place and MeAuliffe House are consistent between the three
settings and different from the findings from the comparison wards in the
general hospitals.
The Moos instrument, the Cominunity-Oriented Program Environment Scales
(COPES), is a 100item true/false measure that yields 10 psychometrically
distinct variables that can be grouped into three supraordinate categories:
relationship/psychotherapy, treatment, and administration. The patterns of
similarities and differences between the two types of alternatives (Soteria vs.
Crossing Place and McAuliffe House) have remained constant over many testings,
as have the hospital differences and similarities to the two kinds of
alternatives. The alternative programs share high scores on all three
relationship variables (involvement, spontaneity, and support) and two of four
treatment variablespersonal problem orientation and staff tolerance of anger.
Crossing Place and McAuliffe House, however, differ from Soteria in two of three
administrative variables: the second generations are perceived as more organized
and exerting more staff control (somewhat similar to the hospital scores) than
the parent (Soteria). The differences are to be expected, given the differing
nature of the clientele and the much shorter average length of stay (<30
days) in the Soteria offspring.
In the 25 plus years since the Soteria Project's successful implementation, a
variety of alternatives to psychiatric hospitalization have been developed in
the U.S. Their results (including those of the Soteria Project) have been
extensively reviewed by Braun et al., 1981; Mesler et al., 1982a, 1982b; Straw,
1982; Stroul, 1987. A subset were described in greater detail by Warner (1995).
Each of these reviews found consistently more positive results from
descriptive and research data from a variety of alternative interventions as
compared with control groups. Straw, for example, found that in 19 of 20 studies
he reviewed, alternative treatments were as, or more, effective than hospital
care and on the average 43% less expensive. The Soteria study was noted to be
the most rigorous available in describing a comprehensive treatment approach to
a subgroup of persons labeled as having schizophrenia. It was also noted that,
for the most part, the effects of various models of hospitalization had not been
subjected to equally serious scientific scrutiny.
Except in California, where there are a dozen, few "true"
residential alternatives to acute hospitalization have been developed. Within
the public sector, because of cost concerns, there is now a movement to develop
"crisis houses." Their extent or success has not been completely
described. However, they are not usually viewed or used as alternatives
to acute psychiatric hospitalization-although this is subject to local
variation. It is surprising that managed care, with its focus on reducing use of
expensive hospitalization, has neither developed nor promoted the use of these
cost-effective alternatives. It is truly notable that nearly all residential
alternatives to acute psychiatric hospitalization are in the public mental
health system. Private insurers and HMOs have been extremely reluctant to pay
for care in such facilities (see Mosher, 1983).
As a clinical program Soteria closed in 1983. The replication facility,
Emanon, had closed in 1980. Despite many publications (37 in all), without an
active treatment facility, Soteria disappeared from the consciousness of
American psychiatry. Its message was difficult for the field to acknowledge,
assimilate, and use. It did not fit into the emerging scientific, descriptive,
biomedical character of American psychiatry, and, in fact, called nearly every
one of its tenets into question. In particular, it demedicalized, dehospitalized,
deprofessionalized, and deneurolepticized what Szasz (1976) has called
"psychiatry's sacred cow"-- As far as mainstream American psychiatry
is concerned, it is, to this day, an experiment that appears to be the object of
studied neglect. Neither of the two recent "comprehensive" literature
reviews and treatment recommendations for schizophrenia references the project
(Frances et al., 1996; Lehman and Steinwachs, 1998).
There are no new U.S. Soteria replications. It is possible that, if a
replication were proposed as research, it might not receive I.R.B. approval for
protection of human subjects as it would involve withholding a known effective
treatment (neuroleptics) for a minimum of 2 weeks.
Surprisingly, Soteria has reemerged in Europe. Dr. Luc Ciompi, professor of
social psychiatry in Bern, Switzerland, is primarily responsible for its
renaissance. Operating since 1984, Soteria Bern has replicated the original
Soteria study findings. That is, roughly two-thirds of newly diagnosed persons
with schizophrenia recover with little or no drug treatment in 2 to 12 weeks (Ciompi,
1994, 1997a, 1997b; Ciompi et al., 1992). As original Soteria Project papers
diffused to Europe and Ciompi began to publish his results, a number of similar
projects were developed. At an October 1997 meeting held in Bern, a Soteria
Association was formed, headed by Professor Weiland Machleidt of the Hannover
University Medical Faculty. Soteria lives, and thrives, admittedly as variations
on the original theme, in Europe.
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1 Soteria Associates, 2616 Angell Avenue, San Diego, California 92122
Clinical Professor of Psychiatry, School of Medicine, University of California
at San Diego. Send reprint requests to Dr Mosher.
2 Soteria House staff, with Mosher L, Menn A, Vallone R, Fort D
(1992) Treatment at Soteria House A manual for the practice of interpersonal
phenomenology, Unpublished Monograph Published in German as: Dabeisein---Das
Manual zur Praxis in der Soteria. Bonn. Psychiatrie Verlag, 1994.